Open Access
Mechanics & Industry
Volume 22, 2021
Article Number 24
Number of page(s) 10
Published online 09 April 2021

© Y. Dalian et al., published by EDP Sciences 2021

Licence Creative CommonsThis is an Open Access article distributed under the terms of the Creative Commons Attribution License (, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.

1 Introduction

Dual-rotor system is the key component of modern aero-engine. Due to manufacturing and assembling errors, bearing wear and structural deformation, the dual-rotor system is prone to various types of misalignment faults [1], including coupling parallel misalignment, coupling angle misalignment, and dual-rotor misalignment [2]. The misalignment can increase the vibration amplitude of aero-engine end even cause the structural damage of rotor system, which will threaten the safe service of aero-engine [2]. Fortunately, if the misalignment fault parameters (type, degree) of the dual-rotor can be accurately and timely obtained by people, and then maintenance measures can be taken immediately so that the accidents caused by misalignment faults can be reduced. Scholars have done some relevant studies, Lal and Tiwari [3] identified the misalignment quantitatively by finding the relationship between the fundamental frequency amplitude of vibration signal and the misalignment of rotor system. Rybczynski [4] proposed a method to estimate the misalignment degree by measuring the position and size of the axis track of the bearing and the rotation direction of the rotor. However, most of the previous studies only identify the misalignment fault or carried out a simple qualitative analysis of misalignment. Therefore, the quantitative identification method of misalignment fault needs to be further studied.

Researchers have presented many methods for identification the misalignment faults, including model-based methods [5,6], instrument-based measurement methods [7] and vibration-based methods [810]. However, most of the model-based methods use simplified models, which are different from the actual complex structure of the dual-rotor system. The instrument-based measurement methods are unavailable because the aero-engine dual-rotor works in a narrow and closed space. Thus, the vibration-based methods are the most suitable for identification the misalignment faults of aero-engine dual-rotor. Up to now, many vibration-based methods have been proposed, such as Fourier Transform (FFT) [11,12], Wavelet Transform (WT) [1315], Hilbert Huang Transform (HHT) [16,17], Empirical Mode Decomposition (EMD) [18,19]. Many classifiers such as neural network (NN) [20], support vector machine (SVM) [21], fuzzy logic (FL) [15,22]. However, these traditional methods are all “shallow learning” methods, which facing many problems such as dimensional disaster, overfitting or under-learning [23,24].

In 2006, Hinton with his colleagues proposed deep belief network (DBN) [25], which is a neural network with multiple hidden layers. The DBN is trained layer by layer in an unsupervised manner, it can effectively solve the problems of traditional methods, including the difficulty of feature learning and extraction, easy to fall into the local minimum during training. Moreover, the DBN has strong nonlinear processing ability and good discriminant ability, so that it has been widely used in the many fields, such as image processing [26], human action identification [27], natural language processing [28]. The DBN model has been preliminarily applied in bearing fault diagnosis [2931] and gear fault diagnosis [29,3234] since it has been applied to aero-engine structural health identification by scholars [34], however, it has not yet been reported for the identification of fault parameters in double-rotor misalignment.

Actually, the dual-rotor is located in a tightly sealed internal space and work under high temperature and high speed conditions. The sensor cannot be directly mounted on the rotor but only the external casing. Due to the vibration signal is interfered by strong noise when transmitted from the misaligned excitation source to the external measurement location, so that the misalignment fault information obtained by the sensor is very weak. Thereby, only using a sensor to collect the signal cannot accurately identify the misalignment fault parameters. It is necessary to use multiple sensors to collect vibration signals synchronously and fuse the collected signals. The information fusion methods are divided into signal fusion [35], feature fusion [36] and decision fusion [37]. Decision fusion is the highest level of information fusion, because it has the advantages of strong anti-interference, high flexibility and good fault tolerance. Common fusion decision methods include D-S (Dempster-Shafer) evidence theory [38,39], Bayesian decision [40,41], fuzzy logic [42]. The D-S evidence theory is the most commonly used method which was first proposed by Dempster in 1967, and it has been applied in many fields, such as multi-attribute decision-making, information fusion, and intelligence analysis [43]. The D-S evidence theory has a positive application prospect, but due to the conflict between evidence bodies, the D-S decision rule may give contradictory results to the actual solutions, and it will appear the paradox phenomenon [44]. In order to solve the conflict between evidence bodies, scholars have used the distance measure to represent the evidences [45,46]. However, the traditional distance measure cannot completely avoid the conflict in some cases. Mutual information is a measure of the interdependence of variables in information analysis filed, and it has been applied as a similarity measure indicator [47,48]. However, there have been no reports on its application to resolve conflicts of the D-S evidence, the main reason is that the construction method based on the mutual information to express the conflict between the evidence bodies is still unclear, which needs to be studied more deeply.

To sum up, this paper focuses on the dual-rotor system consisting of an outer rotor and an inner rotor. To solve the problem of low recognition rate of traditional methods due to the complexity and diversity of misalignment faults, This paper studies the diagnosis method based on DBN and D-S evidence theory. Firstly, N DBN models are trained with vibration signals collected by N sensors; secondly, the identification results of N DBN models are used as the original evidence source, and the D-S evidence combination rule is improved based on the mutual information distance; finally, the revised evidence sources are fused in order to obtain the diagnosis results.

2 D-S evidence theory

Firstly, the D-S evidence theory divides the problem to be analyzed into several sub-problems, and then solves each sub-problem respectively, finally, Dempster's rule is adopted to fuse the multiple information. Its basic modules include identification framework, basic probability assignment function and combination rules.

The evidence completes the reasoning based on a finite set space that is mutually exclusive and non-empty. Suppose that the set of all possible solutions of the problem to be decided is represented as Θ, in which any two elements are mutually exclusive, therefore, the decision result of the problem must be one of the elements, then the set is called the recognition framework, that is,(1)where, Ai is the jth element of the identification frame Θ, n is the number of elements, i = 1, 2, ..., n.

The power set of the recognition framework is defined as 2 Θ , and its basic probability assignment function is defined as m (⋅), then the following conditions are satisfied:(2)where, m (A) is the basic probability assignment value of A, which indicates the degree of evidence's trust in A. The symbol ∅ represents an empty set, and m(∅) =0 indicates that the trust is 0 for the empty set.

For the same problem, if the sources of information are different, several different basic probability assignment functions will be obtained. Therefore, these different basic probability assignment functions need to be fused into a basic probability assignment function. The basic fusion strategy of D-S evidence theory is to calculate the orthogonal sums of these different basic probability assignment functions, which can be expressed as ⊕. The D-S evidence combination rules for the two evidence bodies (E1,E2) are defined as follows:(3)

among them, k is the conflict coefficient between the evidence bodies, m1 (⋅) is the basic probability assignment function of the evidence bodies E1, m2 (⋅) is the basic probability assignment function of the evidence bodies E2, m1⊕2 (⋅) is the basic probability assignment function of the fused evidence bodies E1⊕2, A is the focal element of the evidence bodies E1, and B is the focal element of the evidence body E2, C is the focal element of the evidence body E1⊕2. The D-S fusion rule also has the properties of exchange law and binding law.

The exchange law is expressed as:(4)

The binding law is expressed as:(5)

where, m1, m2 and m3 are the basic probability assignment functions under the same identification condition Θ.

3 Misalignment faults identification algorithm construction

3.1 Mutual information measure D-S evidence theory

When the D-S evidence theory is used to make the fusion decision for the multi-source information of the misalignment fault of the double-rotor system, the construction method of the recognition framework determines that each result obtained from a single evidence body. Therefore, if there is a big difference between the decision results, there will be serious evidence conflict, which will result in the D-S fusion rule not being used or drawing a conclusion that are contrary to the real solution.

Conflicts between evidence bodies can be expressed using distance. The higher the distance between evidence bodies, the greater the conflict. Therefore, analyzing the paradox of evidence and measuring the similarity between the evidence bodies are the key to resolving the evidence conflicts.

In this paper, the D-S evidence theory fusion method is improved by mutual information measure (MIM), and the mutual information function is defined as follows: suppose recognition framework Θ has n evidence bodies, which are named as: E1,E2,…, En, the mutual information measure value is expressed as:(6)where, is the mutual information amount of the two evidence bodies, mi and mj respectively represent the basic probability assignment functions. Additionally, it is satisfies: , , 1 ≤ i ≤ n, 1 ≤ j ≤ n.

The steps of the improved evidence fusion method based on MIM proposed in this paper are as follows:

  • Calculate the MIM between the evidence bodies use the formula (6).

  • Establish a similarity measure function between evidence bodies as follows:


Then, the similarity degree matrix SI is defined as:(8)

  • The total similarity SI′ (mi) of the evidence body Ei can be obtained by adding each row in the similarity degree matrix SI:


It can be known from formula (9) that the larger SI′ (mi) is, the larger the total similarity is.

  • Calculate the credible function C (mi) of the evidence body:


where, ∀i, j ∈ [1, n].

  • Revise the original evidence source. Formula (20) is used to obtain the credibility of each evidence body and take it as the weight to the original evidence source, that is αi = C (mi), there are:


where, ∀i, j ∈ [1, n], represents the new basic probability assignment value of the revised focal element, and represents the uncertainty of the ith evidence after being revised.

  • The revised D-S evidence sources were fused by the formula (3).

3.2 Misalignment faults identification based on DBN and MIMD-S evidence theory

The DBN model is a multi-layer perceptron neural network consisting of multiple restricted Boltzmann machines (RBMs) [49]. The training process of DBN is divided into two steps. The first step is an unsupervised layer-by-layer greedy learning process. In this step, the output of the lower-level RBM is used as the input of the higher-level RBM, which is transmitted layer by layer in order to form a more abstract and higher-level layer. In the second step, the supervised reverse fine-tuning is used to optimize the fault identification capability of the DBN. Secondly, the MIMD-S evidence theory is used to fuse all evidences in order to obtain the fusion diagnosis result. The misalignment faults identification model based on DBN and MIMD-S evidence theory (DBNMIMD-S) is shown in Figure 1, and the specific steps are as follows:

  • Define the acceleration vibration signal collected by the ith acceleration sensor Si as , i ∈ (1, 2,⋯, n), j ∈ (1, 2,⋯, l). The vibration signal xi is denoised by a filter to obtain yi . From the sensor Si, m groups of data samples are composed of .

  • The data sample Y i is randomly divided into a training group and a test group . Taking the as the input sample of the DBNi, and initialize the layers number, as well as the nodes number of each layer, the iterations number of each RBM, the learning rate, momentum, and other parameters. Finish the greedy training process layer by layer from the low level to the high level, and then gradually and reversely fine-tune the parameters from the highest level to the lowest level according to the label of the training group and the classification rules of the soft-max classifier. Finally, the model DBNi is obtained, where, i ∈ (1, 2,⋯,  n).

  • The test group is input into the DBNi model, and the ith preliminary fault identification result is obtained. The ith preliminary identification result is used as the ith original evidence source Ri of the D-S evidence theory, where, i ∈ (1, 2,⋯, n).

  • Finally, the original evidence source is revised by the improved evidence combination method based on mutual information measure, and the revised evidence source is combined by the classic D-S combination rule. Finally, the fault identification result of multi-source decision fusion is obtained.

thumbnail Fig. 1

The misalignment fault identification algorithm diagram based on the DBNMIND-S evidence theory.

4 Misalignment experiments

4.1 Experimental setup and data collection

In order to verify the feasibility and effectiveness of the DBNMIND-S method, a series of dual-rotor misalignment simulation experiments were carried out. These experiments were performed on a dual-rotor vibration test rig which was produced by Suzhou Dongling Vibration Test Instrument co. LTD. of China, Denmark Brüel & Kjær vibration test system was used to collect vibration signals. The rotor of this test rig is a concentric nested dual-rotor with an inner rotor and an outer rotor. The dual-rotor are supported by five fulcrums, that is, the inner rotor adopts the 1-1-1 support form and the outer rotor adopts the 1-0-1 support form. The two rotors are driven by two servo motors respectively, and the maximum speed is 8000 r/min. Four accelerometer sensors were installed to collect the signal. The experimental rig is shown in Figure 2, where, SE1, SE2, SE3, SE4 are accelerometers; RO1 represents the inner rotor; RO2 represents the outer rotor; BA1, BA2, BA3 are the inner rotor support seat; BA4, BA5 are the outer rotor support seat; CO is the coupling; MO1 is the outer rotor drive motor; MO2 is the outer rotor drive motor.

In this experiment, the rotor misalignment faults were simulated by adding shims with different thicknesses to different support seats of the dual-rotor vibration test bench. The schematic diagram of the rotor structure and misalignment faults type are shown in Figures 35.

The experiments were divided into seven groups, named as T1 to T7, the detail conditions are shown in Table 1. In each group of experiments, the speed of the inner rotor was 1500 r/min, and the speed of the outer rotor was 2400 r/min. The rotation directions of the two rotors were opposite. The sampling frequency was 16384 Hz. In each group of experiments, several vibration signals were collected.

thumbnail Fig. 2

The experimental rig.

thumbnail Fig. 3

The schematic diagram of parallel misalignment of coupling.

thumbnail Fig. 4

The schematic diagram of coupling angle misalignment.

thumbnail Fig. 5

The schematic diagram of inner and outer rotors misalignment.

Table 1

Description of experimental conditions.

4.2 Fusion performance analysis

A sample set with dimension of 400 × 1024 was obtained from sensor SEi at experiment Tj, i ∈ (1, 2,  3,  4), j ∈ (1,  2,⋯, 7). All sample sets were normalized by the mean-variance method. Randomly select 320 samples from as training sample set for DBNi, and the rest of samples as the test sample set. Use the training samples to train DBN1, DBN2, DBN3, and DBN4. The details information of sample sets for DBNs are listed in Table 2.

5 layers was used in each DBN model, including 1 input layer, 3 hidden layers and 1 classification layer. The number of nodes in the corresponding layer was 1024, 800, 800, 1000, and 7, respectively. The maximum iteration number of the RBM was 100, the learning rate was 0.01, and the momentum was 0.6. The preliminary identification results of the first 100 test samples are shown in Figure 6.

It can be seen from Figure 6 that there are some errors in the identification results of the DBN model. The model DBN1 gives wrong prediction labels for the test samples numbered 2, 23, 38, 85 and 88, in Figure 6a. The DBN2 gives wrong prediction labels for the test samples numbered 15, 23, and 38, in Figure 6b. The DBN3 gives wrong prediction labels for the test samples numbered 2 only, in Figure 6c. The DBN4 gives wrong prediction labels for the test samples numbered 2, 48, 55, 85 and 98, in Figure 6d. The above results show that different results obtained by different DBN models for same sample, which indicates that the different data collected by different sensors have different effects on different DBN models. Therefore, the identification results of the DBN model trained with data collected by a single sensor are not reliable.

In order to further analyze the differences of different DBN model trained by different sensor signal data, each DBN model was trained 100 times, and the average identification results as listed in Table 3. It can be seen from Table 3, the DBN3 model has the lowest average error rate, was 3.46%, while the DBN2 model has the highest average error rate, was 4.28%, the identification results of the two models differ by 0.82%. It indicates that the location of the sensor has effects on the identification results and it is difficult to accurately recognize the misalignment fault parameters of aero-engine dual-rotor system by only a sensor. In order to improve the accuracy of identification, multi-sensor fusion decision method must be used for diagnosis.

The multi-source fusion decision method based on DBN and MIMD-S evidence theory was used to recognize the misalignment faults of the dual-rotor system. Firstly, taken the identification results of the DBN models as the original evidence source of the MIMD-S evidence theory and the corresponding DBN models were marked as E1, E2, E3, E4, respectively. The average error rate of test samples of all DBN models in Table 3 were taken as the original uncertainty of the evidence body, that was to say, the uncertainty of E1 was 3.74%, E2 was 4.28%, E3 was 3.46%, and E4 was 4.11%. Secondly, the evidence bodies were revised based on the mutual information measure. Finally, the revised evidence bodies were fused according the fusion rules of D-S evidence theory.

In order to analyze the identification performance of the method in this paper, take the fusion records of test samples in Figure 6a– d that are simultaneously recognized wrong by two or more DBN models as examples (No. 2, No. 38 and No. 85). The fusion records are listed in Table 4.

As can be seen from Table 4, the basic probability assignment value of M(A5) in evidence E1 of test sample No. 2 was 0.9626, which was the maximum value in the identification framework. Therefore, the identification label of E1 was 5. Similarly, the identification label of E2 was 4, the identification label of E3 was 1, the identification label of E4 was 3. Where the results of E1, E3 and E4 were wrong, only E1 was correctly recognized. It indicates that there was conflicting information in evidence bodies of test sample No. 2, which leaded to different decisions. For the test sample No. 38 and No. 85, there were also conflicting evidence bodies.

This paper used the multi-sensor fusion decision method based on the DBNMIMD-S evidence theory to recognized the three test samples, respectively. It can be seen that after fusion, the maximum probability distribution value of M (A4) in the identification framework of test sample No. 2 was 0.7191 As a matter of course, the identification result of label 4 was correct. Similarly, the maximum value of M (A6) in the identification framework of test data No. 38 after fusion was 0.5264, and the identification label 6 was correct. The maximum value of M (A4) in the identification framework of test data No. 85 after fusion was 0.4988, and the identification label 4 was also correct. The reason is that the original evidence sources were corrected by weighting the similarity degree, which solved the problem of conflict between evidence bodies effectively so as to recognized the misalignment faults parameters of dual-rotor system accurately.

Table 2

The Sample Sets for DBNs.

thumbnail Fig. 6

Preliminary identification result. (a) DBN1, (b) DBN2, (c) DBN3, (d) DBN4.

Table 3

Error rate of preliminary fault identification.

Table 4

Fusion record.

4.3 Results and analysis

In order to verify the effectiveness of the method proposed in this paper, two traditional fusion methods: D-S and Pignistic improved D-S (PD-S), were also selected for comparison. The identification results are shown in Table 5.

It can be seen from Tables 3 and 5, the error rates of dual-rotor misalignment faults parameters identification use the multi-sensor fusion decision method is obviously lower than that of dual-rotor misalignment faults identification use a single sensor. This is because the D-S evidence theory fusion decision method can deal with the uncertainty caused by the randomness and fuzziness of information. The D-S evidence theory uses the evidence to represent the uncertainty of information, and uses the fusion rule to deal with the uncertain information, so it can obtain the best result from insufficient and inaccurate information. Therefore, the average identification error rate of multi-classifier fusion is lower than that of a single classifier. The training sample identification error is 0.53%, the testing sample identification error is 0.18% and the average identification error of the DBNMIMD-S are the lowest 0.36%, as shown in Table 5. The three identification error rates of DBNPD-S method are 1.07%, 0.71% and 0.91% respectively, which are higher than that of the DBNMIMD-S but lower than that of the DBN + D-S method. Actually, when the D-S evidence theory is applied to the multi-sensor fusion decision of the misalignment faults parameters identification, the identification framework determines that the identification results are obtained from independent evidence bodies. Therefore, the evidence conflict problem appears when the classification results are quite different, which makes the fusion identification results contradict with the reality. The PD-S evidence theory reduces the problem of evidence conflict to some extent, but the Pignistic method is only applicable to represent the distance within the Euclidian space, and it is difficult to accurately represent the similarity between evidence bodies. With the increase of evidence conflict, the average error rate of the PD-S evidence theory fusion decision increases. Because the mutual information measure has the characteristics of high matching accuracy and strong robustness, which is suitable for characterizing the similarity between the evidence bodies. Therefore, the DBN + MIND-S evidence theory has the lowest error rate of multi-sensor fusion decision.

Table 5

Identification results.

5 Conclusions

Aiming at the problem of low identification rate of the traditional methods for dual-rotor misalignment fault quantitative identification, a dual-rotor misalignment identification method based on DBN and MIMD-S evidence theory was proposed. By comparing with the traditional methods, the following conclusions are drawn:

  • The improved D-S evidence theory based on the mutual information measure is effective. Compared with the traditional distance measure, the mutual information measure can better solve the problem of evidence conflict in the traditional D-S evidence theory.

  • The DBNMIMD-S method proposed in this paper is suitable for the identification of misalignment fault parameters of dual-rotor. Compared with DBND-S and DBNPD-S, the DBNMIMD-S method proposed in this paper can reduce the error rate effectively.

Conflicts of Interest

The authors declare no conflict of interest.


This paper was supported by the National Natural Science Foundation of China (NO.11702091, NO.11672106), the Natural Science Foundation of Hunan Province of China under grant (No. 2018JJ3140, No.2019JJ50156) and the Excellent Youth Project of Hunan Education Department (No. 19B187).


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Cite this article as: Y. Dalian, Z. Fanyu, M. Jingjing, Z. Hongxian, L. Renjie, T. Jie, Dual-rotor misalignment fault quantitative identification based on DBN and improved D-S evidence theory, Mechanics & Industry 22, 24 (2021)

All Tables

Table 1

Description of experimental conditions.

Table 2

The Sample Sets for DBNs.

Table 3

Error rate of preliminary fault identification.

Table 4

Fusion record.

Table 5

Identification results.

All Figures

thumbnail Fig. 1

The misalignment fault identification algorithm diagram based on the DBNMIND-S evidence theory.

In the text
thumbnail Fig. 2

The experimental rig.

In the text
thumbnail Fig. 3

The schematic diagram of parallel misalignment of coupling.

In the text
thumbnail Fig. 4

The schematic diagram of coupling angle misalignment.

In the text
thumbnail Fig. 5

The schematic diagram of inner and outer rotors misalignment.

In the text
thumbnail Fig. 6

Preliminary identification result. (a) DBN1, (b) DBN2, (c) DBN3, (d) DBN4.

In the text

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